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質問 1：
A startup virtual currency exchange has registered as a money services business and will commence operations in six months. The company will provide digital wallets to customers to hold their virtual currency after purchase. Customers will have the option to conduct purchases of the virtual currency and transfer the currency to and from the digital wallet. The startup must develop an anti-money laundering compliance program prior to launch.
Which two anti-money laundering responsibilities should be considered before business launch? (Choose two.)
A. Mechanisms to monitor and protect customers' digital wallets from cyber-attacks
B. A customer onboarding process
C. Transaction limits consistent with risk appetite
D. Employees to handle complaints in a timely fashion
正解：B,C
解説: (Pass4Test メンバーにのみ表示されます)
質問 2：
Which are characteristics of Mutual Legal Assistance Treaties (MLATs)? (Select Three.)
A. MLATs are useful for gathering evidence and intelligence in a foreign country.
B. MLATs cooperatively combat crime between countries.
C. MLATs do not provide a legal basis for transmitting evidence.
D. MLATs only involve two countries.
E. MLATs cannot be used for obtaining banking records from treaty partners.
F. MLATs are neither public nor binding under international law.
正解：A,B,D
解説: (Pass4Test メンバーにのみ表示されます)
質問 3：
Suspicious activity triggered a suspicious transaction report filing on a company that holds an account at a large commercial bank. Investigations revealed that a member of the bank's Board of Directors is the major shareholder of the company. Further review revealed the bank had no reasonable explanation for the activity, but could not confirm if criminal activity occurred. Which of the following is the next best course of action for the compliance officer?
A. Prevent the suspicious transaction report from government filing.
B. Include a detailed presentation of this case in the Board report.
C. Ask the Board member to explain the transaction.
D. Maintain standard summary statistical reporting to the Board.
正解：B
解説: (Pass4Test メンバーにのみ表示されます)
質問 4：
During an ongoing investigation into a client's activities by a competent authority, a compliance officer should
A. Communicate only in writing with regulatory and law enforcement authorities in line with applicable local laws.
B. Limit communication with regulatory and law enforcement authorities to the absolute minimum.
C. Communicate with regulatory and law enforcement authorities in line with applicable local laws.
D. Ensure communication with regulatory and law enforcement authorities is conducted only through senior management.
正解：C
解説: (Pass4Test メンバーにのみ表示されます)
質問 5：
Which regulation regarding data privacy has to be considered while carrying out a financial crime investigation?
A. European Enforcement Order
B. Securities Financing Transactions Regulation
C. Rome II Regulation
D. General Data Protection Regulation
正解：D
解説: (Pass4Test メンバーにのみ表示されます)
A startup virtual currency exchange has registered as a money services business and will commence operations in six months. The company will provide digital wallets to customers to hold their virtual currency after purchase. Customers will have the option to conduct purchases of the virtual currency and transfer the currency to and from the digital wallet. The startup must develop an anti-money laundering compliance program prior to launch.
Which two anti-money laundering responsibilities should be considered before business launch? (Choose two.)
A. Mechanisms to monitor and protect customers' digital wallets from cyber-attacks
B. A customer onboarding process
C. Transaction limits consistent with risk appetite
D. Employees to handle complaints in a timely fashion
正解：B,C
解説: (Pass4Test メンバーにのみ表示されます)
質問 2：
Which are characteristics of Mutual Legal Assistance Treaties (MLATs)? (Select Three.)
A. MLATs are useful for gathering evidence and intelligence in a foreign country.
B. MLATs cooperatively combat crime between countries.
C. MLATs do not provide a legal basis for transmitting evidence.
D. MLATs only involve two countries.
E. MLATs cannot be used for obtaining banking records from treaty partners.
F. MLATs are neither public nor binding under international law.
正解：A,B,D
解説: (Pass4Test メンバーにのみ表示されます)
質問 3：
Suspicious activity triggered a suspicious transaction report filing on a company that holds an account at a large commercial bank. Investigations revealed that a member of the bank's Board of Directors is the major shareholder of the company. Further review revealed the bank had no reasonable explanation for the activity, but could not confirm if criminal activity occurred. Which of the following is the next best course of action for the compliance officer?
A. Prevent the suspicious transaction report from government filing.
B. Include a detailed presentation of this case in the Board report.
C. Ask the Board member to explain the transaction.
D. Maintain standard summary statistical reporting to the Board.
正解：B
解説: (Pass4Test メンバーにのみ表示されます)
質問 4：
During an ongoing investigation into a client's activities by a competent authority, a compliance officer should
A. Communicate only in writing with regulatory and law enforcement authorities in line with applicable local laws.
B. Limit communication with regulatory and law enforcement authorities to the absolute minimum.
C. Communicate with regulatory and law enforcement authorities in line with applicable local laws.
D. Ensure communication with regulatory and law enforcement authorities is conducted only through senior management.
正解：C
解説: (Pass4Test メンバーにのみ表示されます)
質問 5：
Which regulation regarding data privacy has to be considered while carrying out a financial crime investigation?
A. European Enforcement Order
B. Securities Financing Transactions Regulation
C. Rome II Regulation
D. General Data Protection Regulation
正解：D
解説: (Pass4Test メンバーにのみ表示されます)
Konno -
CAMS試験自体は比較的簡単に合格できると思います。そのため試験合格だけを狙うのであればもっと簡易版のテキストでも十分だと思います。本当に助けになっていてすごい良かった。試験にも合格しました。