最新なACI 3I0-013問題集（386題）、真実試験の問題を全部にカバー！

質問 1：
What is a convertible security?
A. A security the issuer has the right to redeem
B. A security the owner has the right to convert
C. A security the owner has the right to redeem
D. A security the issuer has the right to convert
正解：C

質問 2：
Which of the following is the best description of a broken trade"?
A. When a trade has been agreed to with dates (maturities) different from the standard dates
B. When, due to a system break, one or both parties to the deal are unclear as to whether the deal has been done
C. When, due to a system break, one or both parties to the deal chooses to withdraw from the ongoing transaction
D. When one of the parties to the deal unilaterally decides to withdraw from the on-going transaction
正解：B

質問 3：
Which of the following types of payment cannot be executed in the United States?
A. Same day value payment in EUR
B. Value tomorrow payment in AUD
C. Same day value payment in JPY
D. Value tomorrow payment in NZD
正解：A

質問 4：
Your FX swap dealer bought and sold 1 month GBP/USD 25,000,000,00; rates were set to 1,5305 against 1.5300.What payment is your bank expecting in a month from now?
A. USD 16,339,869.28
B. GBP 25,000,000.00
C. USD 38,262,500.00
D. USD 38,250,000.00
正解：D

質問 5：
You have 10 credited amounts of 1 million each with same value date and same currency. Which of the following items is most helpful in reconciling these amounts?
A. Each deal is registered according to a unique reference which helps in reconciling the items
B. When the deal was processed is a good indication of the amounts to be reconciled
C. The BIC-address helps you to reconcile the open items
D. None of the above. You should telephone your counterparties to request more information
正解：A

質問 6：
Sterling Treasury bills can be issued with maturities of:
A. 1 month only
B. Up to 2 years
C. 3 months, 6 months and 9 months
D. 1 month, 3 months, 6 months and 12 months
正解：D

質問 7：
Why is the use of netting systems encouraged?
A. To reduce settlement and credit risk
B. To enhance the straight through processing
C. To avoid too heavy a workload for operations staff
D. To reduce the brokerage fees
正解：C

質問 8：
If a dealer buys 1,000,000,00 EUR/USD at 1.3522, 2,000,000,00 EUR/USD at 1.3532,
3,000,000.00 EUR/USD at 1.3575 and sells 1,000,000,00 EUR/USD at 1.3585, what position is he left with?
A. Long 5,000,000.00 EUR/USD at 1.3552
B. Short 5,000,000.00 EUR/USD at 1.3545
C. Short 5,000,000.00 EUR/USD at 1.3585
D. Long 5,000,000.00 EUR/USD at 1.3545
正解：A

質問 9：
With regard to operational risk awareness, which of the following best practices is incorrect?
A. A report describing operational risks, the most significant incidents and corrective plans of action should be established on a quarterly basis.
B. Every time a report describing operational risks is produced, it should be provided to senior management.
C. Whenever possible action plans should be put in place that mitigate operational risks that have been identified.
D. It is good practice to collect and analyze incidents and near-misses so as to set up preventive action plans for the future.
正解：A