1311 お客様のコメント
質問 1：
The price of a zero coupon, maturing in 2 years, is
A. below 100%
B. always close to 100%
C. none of the above
D. above 100%
正解：A
質問 2：
Where is the bank with the BIC-address "BOJPJPJT" located?
A. Bosnia
B. Jordan
C. Japan
D. Jamaica
正解：C
質問 3：
What documents and/or information should you hold in order to start an investigation?
A. From the counterparty: the trade confirmation. In-house: the trade confirmation, nostro reconciliation details, the dealing ticket and eventually dealing-system conversation printout
B. From counterparty: the balance report and the trade confirmation; In-house: the dealing-system conversation printout
C. From the counterparty: the trade confirmation. In-house: the open item list, nostro reconciliation details and the dealing ticket
D. From the counterparty: the dealers name and phone number. In-house: dealers name as well as the exact time the deal was processed
正解：A
質問 4：
Minimum reserves at the European Central Bank are:
A. remunerated at the main refinancing rate
B. not remunerated
C. remunerated at the marginal lending facility rate minus 2%
D. remunerated at the rate of the deposit facility
正解：A
質問 5：
With respect to financial payments, what does "bridge" mean?
A. it refers to the relationship between two nostro account institutions
B. it is an electronic settlement between US Clear and Clearcom
C. it refers to an electronic settlement between Euroclear and Clearstream
D. it designates the exchange of payment orders between a nostro and a vostro account
正解：C
質問 6：
Which of the following statements would be regarded as describing best practice?
A. chasers on internal confirmations should be sent less frequently than those for external confirmations
B. internal transactions should not be confirmed as there is no credit risk involved
C. control procedures should be relaxed generally for internal confirmations
D. internal confirmations should be subject to the same procedures as those in place for external clients
正解：D
質問 7：
If the back office staff receive a trade that is incomplete, which information is absolutely essential for processing the trade?
A. the clearing house phone number
B. the name of the counterparty
C. the account number to which fees are booked
D. the name of the counter parts dealer
正解：B
The price of a zero coupon, maturing in 2 years, is
A. below 100%
B. always close to 100%
C. none of the above
D. above 100%
正解：A
質問 2：
Where is the bank with the BIC-address "BOJPJPJT" located?
A. Bosnia
B. Jordan
C. Japan
D. Jamaica
正解：C
質問 3：
What documents and/or information should you hold in order to start an investigation?
A. From the counterparty: the trade confirmation. In-house: the trade confirmation, nostro reconciliation details, the dealing ticket and eventually dealing-system conversation printout
B. From counterparty: the balance report and the trade confirmation; In-house: the dealing-system conversation printout
C. From the counterparty: the trade confirmation. In-house: the open item list, nostro reconciliation details and the dealing ticket
D. From the counterparty: the dealers name and phone number. In-house: dealers name as well as the exact time the deal was processed
正解：A
質問 4：
Minimum reserves at the European Central Bank are:
A. remunerated at the main refinancing rate
B. not remunerated
C. remunerated at the marginal lending facility rate minus 2%
D. remunerated at the rate of the deposit facility
正解：A
質問 5：
With respect to financial payments, what does "bridge" mean?
A. it refers to the relationship between two nostro account institutions
B. it is an electronic settlement between US Clear and Clearcom
C. it refers to an electronic settlement between Euroclear and Clearstream
D. it designates the exchange of payment orders between a nostro and a vostro account
正解：C
質問 6：
Which of the following statements would be regarded as describing best practice?
A. chasers on internal confirmations should be sent less frequently than those for external confirmations
B. internal transactions should not be confirmed as there is no credit risk involved
C. control procedures should be relaxed generally for internal confirmations
D. internal confirmations should be subject to the same procedures as those in place for external clients
正解：D
質問 7：
If the back office staff receive a trade that is incomplete, which information is absolutely essential for processing the trade?
A. the clearing house phone number
B. the name of the counterparty
C. the account number to which fees are booked
D. the name of the counter parts dealer
正解：B
大鸟** -
Pass4Testのおかげで3I0-010の試験に合格いたしました、次は3I0-008に挑戦行きたいと思います