The four step model is a model designed to?
A. Improve the quality of your KYC Files.
B. Improve the quality of your KYC Research.
C. Improve the quality of the KYC Rule.
D. Improve the quality of your KYC Program.
正解:B
質問 2:
If you need to reach out to the client for more information and/or verification regarding the Enhanced Due Diligence (EDD) Process. should the KYC employee reach out directly to the client themselves and not the a relationship manager or equivalent.
A. TRUE.
B. FALSE.
正解:B
質問 3:
What a is supranational organization below? (SELECT 3)
A. Australian Transaction Reports and Analysis Centre.
B. Singapore's Ministry of Law.
C. World Trade Organization
D. European Union.
E. United Nations
正解:C,D,E
質問 4:
The first step in the CDD of a legal person is to?
A. Discover the type of business your customer undertakes.
B. Understand the ownership structure and to track back to the ultimate beneficial owners and controllers.
C. Find out what the account will be used for, and the level of activity your organization should expect to see.
正解:B
質問 5:
What are the two types of Politically Exposed Persons (PEPS) that are identified by The Financial Action Task Force? (SELECT 2)
A. Foreign PEPs are individuals who are or have been entrusted with prominent public functions by a domestic country.
B. Domestic PEPs are individuals who are or have been entrusted domestically with prominent public functions.
C. Foreign PEPs are individuals who are or have been entrusted with prominent public functions by a foreign country.
D. Domestic PEPs are individuals who are or have been entrusted domestically with prominent non-public functions.
正解:B,C
質問 6:
What is legal risk? (SELECT 2)
A. A warning from a regulator.
B. An employee who commits a crime unrelated to the organization.
C. An employee who commits a crime unrelated to the organization.
D. An organization breaks laws when doing business.
正解:B,D
Saeki -
ACAMSさんの問題集はなぜ素敵て言うと、やっぱり詳細な解説付きだよな。今回もお世話になりました。CKYCAに合格です