最新なFINRA Series6問題集（325題）、真実試験の問題を全部にカバー！

質問 1：
Eddie and Edith open a JTWROS account with you. This means that:
I. You can accept a buy or sell order from either Eddie or Edith.
II. Any check that is drafted upon a request to withdraw funds can be written to either Eddie or Edith, or
both.
III. If either Eddie or Edith die, the account assets will pass to that individual's estate, based on his or her
percentage ownership of the account.
IV. Correspondence concerning the account can be sent to either Eddie or Edith.
A. I only
B. I and II only
C. I and IV only
D. I, II, III, and IV
正解：C
解説: (Pass4Test メンバーにのみ表示されます)

質問 2：
Which of the following is not a function performed by an investment banker as part of a full commitment
underwriting?
A. provides advice to the issuing firm on the projects in which it should invest the money raised
B. provides advice to the issuing firm on what type of security should be issued in order to raise the funds
C. purchases the securities from the issuing firm
D. provides short-term price support for the security after it begins trading in the secondary market
正解：A
解説: (Pass4Test メンバーにのみ表示されます)

質問 3：
Given the same maturity, which of the following debt instruments would you expect to offer the highest
yield-to-maturity?
A. a debenture issued by Abbott Laboratories
B. a U.S. Treasury bond
C. a bond issued by the Federal Home Loan Bank Board
D. a general obligation bond issued by the state of Massachusetts
正解：A
解説: (Pass4Test メンバーにのみ表示されます)

質問 4：
A passive asset allocation strategy that involves establishing specific targeted percentages for the various
asset classes and rebalancing only as necessary to maintain those percentages as long as the investor's
investment objectives remain unchanged is called:
A. strategic asset allocation.
B. dynamic asset allocation.
C. tactical asset allocation.
D. interactive asset allocation.
正解：A
解説: (Pass4Test メンバーにのみ表示されます)

質問 5：
Which of the following is an example of market risk?
A. the risk that competing firms will enter the market when a firm's patent protection expires
B. the risk that an automobile manufacturer will have to undertake a massive recall of its cars
C. the risk that the nation will enter a recession
D. the risk that a drug company will produce a pill that will cure cancer
正解：C
解説: (Pass4Test メンバーにのみ表示されます)

質問 6：
In 2004, your Uncle Oscar purchased 300 shares of Hasbro, Inc. for $19 a share. Uncle Oscar died earlier
year and left his Hasbro stock to you. The stock was selling for $44 on the day he died, but by the time
you learned that you were the beneficiary of the stock, the price was $47. What is your cost basis in
Hasbro?
A. $47
B. $19
C. $28
D. $44
正解：D
解説: (Pass4Test メンバーにのみ表示されます)

質問 7：
Which of the following investments would have the least interest rate risk?
A. a 20-year, AAA-rated municipal bond
B. a 6-month Treasury bill
C. a 3-year Treasury STRIP
D. a 15-year, AAA-rated corporate bond
正解：B
解説: (Pass4Test メンバーにのみ表示されます)

質問 8：
Which of the following is not a money market security?
A. common stock
B. commercial paper
C. Treasury bills
D. negotiable certificates of deposit
正解：A
解説: (Pass4Test メンバーにのみ表示されます)