What variable needs to decrease on a company ' s statement of changes in equity for its retained earnings to increase?
A. Dividends paid.
B. Interest expenses.
C. Taxes paid.
D. Cost of sales.
正解:A
質問 2:
Which statement best describes one of the main differences between short and long transactions?
A. In a long transaction, the investor must pay the broker the cost of repurchasing the shares
B. Short transactions are more common than long transactions
C. Short sales must result in a decline in the price of the stock that is sold short
D. Investors using long transactions anticipate a price increase in the security
正解:D
解説: (Pass4Test メンバーにのみ表示されます)
質問 3:
Gregory is a conservative investor who wants to hold a portfolio of equity securities that would fall less than the overall market in a downturn.
Which of the following portfolios would you advise Gregory to invest in?
A. a portfolio with a beta equal to 1
B. a portfolio with a beta between 1 and 2
C. a portfolio with a beta greater than 2
D. a portfolio with a beta less than 1
正解:D
解説: (Pass4Test メンバーにのみ表示されます)
質問 4:
When comparing mutual funds, what information would help a Dealing Representative determine a suitable mutual fund for a client?
A. Referencing the fund code for each mutual fund that is being compared.
B. Assessing historical differences in the rate of return per unit of risk of similar mutual funds.
C. Comparing historical rates of return between different types of mutual funds.
D. The rights a client has if there is a desire to cancel the purchased mutual fund.
正解:B
解説: (Pass4Test メンバーにのみ表示されます)
質問 5:
In a mutual fund dealer, who is the person responsible for establishing and maintaining compliance policies and procedures as well as monitoring and assessing compliance?
A. the trustee
B. the chief compliance officer
C. the chief executive officer
D. the ultimate designated person
正解:B
解説: (Pass4Test メンバーにのみ表示されます)
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Kataoka -
かなりコスパが高いです。IFC学習に良い